United States securities law - PDFSEARCH.IO - Document Search Engine

United States securities law
Results: 27653

#	Item
661	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 22, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-22 11:53:08 73rd United States Congress United States Securities and Exchange Commission Finance Financial economics Financial regulation Form 10-K Securities Act Security Securities Exchange Act SEC filings United States securities law Stock market
662	Advisory Committee on Small and Emerging Companies -- March 4, 2015, Meeting Transcript Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-08 17:13:00 Corporate crime U.S. Securities and Exchange Commission Financial system Securities Exchange Act Investment Security Securities and Exchange Commission Secondary market International Organization of Securities Commissions Financial economics United States securities law Financial markets
663	Administrative Fine Imposed on the Responsible Person of CytoPharm, Inc. 1. Date the fine was imposed: September 11th, 2014 Add to Reading List Source URL: www.twse.com.tw Language: English - Date: 2014-10-02 03:25:09 Securities Exchange Act Financial regulation United States U.S. Securities and Exchange Commission Regulation S-K United States securities law 73rd United States Congress United States Securities and Exchange Commission
664	Received by NSD/FARA Registration Unit:47:23 PM a . OMB No; Expires April 30,2017 Add to Reading List Source URL: www.fara.gov Language: English - Date: 2015-02-03 10:04:59 SEC filings United States securities law Lobbying in the United States Foreign Agents Registration Act Politics of the United States
665	Received by NSD/FARA Registration Unit:11:47 PM OMB NO; Expires February 28, 2014 u.s. Department of Justice Washington, DC 20530 Add to Reading List Source URL: www.fara.gov Language: English - Date: 2014-12-15 12:21:54 Electronic signage SEC filings United States securities law Regulation S-K Lobbying in the United States Foreign Agents Registration Act Politics of the United States
666	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 13, 2015 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-13 16:03:03 Financial regulation Corporate crime U.S. Securities and Exchange Commission Investment Advisers Act Registered Investment Advisor Securities Act Securities Exchange Act SEC Rule 10b-5 United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
667	Administrative Fine Imposed on the Responsible Person of Far Eastern Air Transport CorporationCOMMENT BY Cher Lien]]] WU Hc6 [[[---]]] Add to Reading List Source URL: www.twse.com.tw Language: English - Date: 2014-07-17 21:54:44 United States Securities and Exchange Commission Financial regulation SEC filings United States corporate law United States Law United States securities law 73rd United States Congress Securities Exchange Act
668	Administrative Fine Imposed on the Responsible Person of Innovation & Infinity Global Corp. 1. Date the fine was imposed: September 10th, 2014 Add to Reading List Source URL: www.twse.com.tw Language: English - Date: 2014-10-02 03:27:11 Securities Exchange Act Financial regulation SEC filings United States Regulation S-K United States securities law 73rd United States Congress United States Securities and Exchange Commission
669	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoFebruary 4, 2015 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-02-04 17:44:45 Accountancy Public Company Accounting Oversight Board U.S. Securities and Exchange Commission Securities Act Securities Exchange Act Securities regulation in the United States SEC Rule 10b-5 Sarbanes–Oxley Act United States securities law Financial regulation Business
670	Oral financial reporting: a rhetorical analysis of earnings calls Abstract Earnings calls are a key form of voluntary financial reporting through which companies seek to proactively engage investors. Although now quite r Add to Reading List Source URL: frworkshop.com Language: English - Date: 2014-10-08 13:22:17 United States securities law Stock market Business ethics Corporate finance Earnings call Securities Rhetoric Financial analyst Sarbanes–Oxley Act Business Finance Accountancy

UPDATE